Regulatory and compliance issues

Insolvency practitioners are now subjected to more public scrutiny and regulation than ever before.

Lawrence Graham's restructuring and insolvency team regularly advises insolvency practitioners, regulators, lenders, creditors and directors on all types of regulatory issues, including:

  • Creditor concerns
  • Threats of complaints to regulators
  • Stakeholder criticisms of IPs
  • Compliance and reporting to creditors
  • Disciplinary issues
  • Queries arising after regulatory visits
  • Remuneration issues
  • Conflicts of interest
  • Expenses - categories and priorities
  • Negligence accusations
  • Block transfer applications

 

Our team includes licensed insolvency practitioner Robert Paterson, and we regularly lecture to regulators' disciplinary committees. We are one of very few law firms which specialise in this area and are therefore ideally placed to deal with all problems that might arise.


Services

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Experience

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Regulatory and compliance issues
Title

Restructuring, Recovery & Insolvency - The Angle, Issue 39
The latest legal developments in corporate restructuring, recovery and insolvency.
14 Mar 2012 DOWNLOAD PDF

Restructuring, Recovery & Insolvency - The Angle, Issue 38
The latest news and developments in all aspects of restructuring, recovery and insolvency law.
12 Oct 2011 DOWNLOAD PDF

Restructuring, Recovery & Insolvency - The Angle, Issue 37
The latest news and developments in all aspects of restructuring, recovery and insolvency law.
14 Jun 2011 DOWNLOAD PDF

Restructuring, Recovery & Insolvency - The Angle, Issue 36
The latest news and developments in all aspects of restructuring, recovery and insolvency law.
16 Feb 2011 DOWNLOAD PDF

Restructuring, Recovery & Insolvency - The Angle, Issue 35
The latest news and developments in all aspects of restructuring, recovery and insolvency law.
02 Sep 2010 DOWNLOAD PDF

Restructuring, Recovery & Insolvency - The Angle, Issue 34
The latest news and developments in all aspects of restructuring, recovery and insolvency law.
30 Jun 2010 DOWNLOAD PDF

Restructuring, Recovery & Insolvency - The Angle, Issue 33
The latest news and developments in all aspects of restructuring, recovery and insolvency law.
12 Feb 2010 DOWNLOAD PDF

Regulatory and compliance issues
Title

Lawrence Graham wins Insolvency Law Firm of the Year
LG wins Law Firm of the Year at the Insolvency and Rescue Awards
Oct 2011 MORE

Regulatory and compliance issues

"Lawrence Graham is known for its high-quality advice, value for money and "no-nonsense approach" - Chambers UK

"This significant mid-market player has a historical focus on the insolvency side, commercial and efficient" - Chambers UK

"A dynamic force in the mid-market, the technically strong and approachable Lawrence Graham continues to strengthen its ties with the banking community" - The Legal 500 UK

Winner Insolvency and Rescue Award - Insolvency Law Firm of the Year      Finalist Britsh Legal Awards 2011 - Banking, Finance & Restructuring Team of the Year


Robert Paterson
Head of Restructuring and Insolvency
Robert Paterson
Nick Turner
Partner, Head of Banking
Nick Turner
.